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Two Fathers, Twenty Million Readers: The Three Kingdoms and the Oath Guan Yu Kept

Twenty million copies. That is the figure most commonly cited for Lee Mun-yeol's Korean translation of the Three Kingdoms, sold across its various editions since the book first appeared in 1988, in a nation of a little over fifty million people. I checked the number twice, prompted by a Scotsman's native scepticism about round figures, and it kept holding up. No novel published in these islands within living memory, Dickens included, has come anywhere close to that kind of saturation.

I first felt the weight behind that number in a Korean restaurant in London, at a table my old university friend Seok-won had chosen for what he insisted was the only decent sundubu-jjigae south of the river. Beside the till, wedged between a card reader and a jar of toothpicks, stood a small bronze statue of a bearded, imposing figure holding a curved blade. I asked, not unreasonably, whether the restaurant had a security problem. Seok-won laughed and explained that this was Guan Yu, a general from the very novel I had come to talk to him about, now worshipped across much of East Asia as a god of wealth and of loyalty in commerce, on the theory that a man who never once broke his word makes a good patron for anyone hoping their customers will pay their bills. His daughter, he mentioned, had just been handed the ten-volume Lee Mun-yeol translation by a senior partner at her firm, with a single instruction attached: homework.

What Seok-won did not mention, and what almost nobody outside a handful of specialists ever bothers to mention, is that the book he had just described has two fathers, and they disagreed sharply about what sort of book it ought to be.

The first father was Chen Shou, a third-century court historian who compiled the Sanguozhi, a dry, careful, admirably unglamorous chronicle of the period. The second was Luo Guanzhong, writing over a thousand years later, who took Chen Shou's skeleton and dressed it in oaths, prophecies, and a moral architecture so persuasive that most readers, myself included on first encounter, cannot tell you where the history ends and the legend begins. This is not, I should say, a scandal. It is precisely what Shakespeare did to the Plantagenets and the Lancastrians in his own history plays, dramatising the fifteenth-century chronicles into Henry IV and Richard III until schoolboys the world over learned their Wars of the Roses from a playwright rather than a chronicler. We forgive him readily enough. We ought, I think, to extend Luo Guanzhong the same courtesy.

The novel announces its own philosophy in its opening line, and it is worth quoting because nothing in the following two thousand pages contradicts it: the empire, long divided, must unite; long united, must divide. This is not a Western sentence. It carries none of the forward lean of a story that believes it is progressing towards something: no Whiggish arc bending, however slowly, towards improvement. It is a wheel, not an arrow. Everything that rises in these pages is understood, from its very first appearance, to be already beginning its fall.

History, inconveniently for anyone hoping the novel exaggerates for effect, agreed with its own premise. The Jin dynasty did eventually reunite the fractured empire in 280, a full sixty years after the period the novel covers begins, and then, within a single generation, fell apart again into the fragmentation of the Sixteen Kingdoms. The wheel the novel describes did not stop turning once the last page was reached. It kept going, in the actual archives, for centuries more.

That fall is set in motion almost immediately, in the garden scene every Korean schoolchild can summarise from memory: Liu Bei, Guan Yu, and Zhang Fei, three men bound by nothing so official as blood, swearing brotherhood among the peach blossoms and vowing to die on the same day even if they were not born on the same one. It is a startling image to a Scotsman raised on clan loyalty as an accident of birth: here is loyalty as a deliberate act, chosen instead of inherited, and the whole eleven hundred pages that follow are, in one sense, merely the working-out of what that choice will cost.

We in Scotland have our own oath-bound brotherhoods, of course: the clan, the regiment, the football terrace. But they are, almost without exception, things one is born or drafted into, not things one kneels down and chooses on a particular afternoon. Liu Bei, Guan Yu, and Zhang Fei had no such excuse. They chose each other, in full knowledge of what the choosing would eventually cost, and the novel never once lets them, or us, forget that the choice was voluntary.


Seok-won's daughter's homework, it turned out, was not eccentric. Lee Mun-yeol's translation is standard onboarding literature in a great many Korean corporations, treated not as quaint tradition but as working vocabulary. When a Korean manager describes visiting the thatched cottage three times, a reference to Liu Bei's three humbling visits to recruit the strategist Zhuge Liang, everyone in the room understands he is talking about how far a leader ought to go to secure the right talent, and nobody needs the allusion explained, in the way nobody in a British boardroom needs Et tu, Brute explained.

There is, in fact, a small constellation of four-character idioms drawn from this one novel that function in Korea as something close to social credentials: peach garden oath for an unbreakable pact, three visits to the thatched cottage for recruiting talent against the odds, chicken rib for a burden not worth keeping yet too costly to discard, weeping while executing Ma Su for the agony of punishing someone you love for the sake of principle, wipe your eyes and look anew for a person who has improved so dramatically you must look at them afresh. To cite one of these correctly in conversation signals, quietly, that you have read the book; to be caught not knowing them is, in certain rooms, a mild social embarrassment. The nearest Western equivalent I can offer is Sun Tzu's Art of War, which occupies a comparable shelf in American business sections. But Sun Tzu is a manual. The Three Kingdoms is a manual, a moral primer, and a work of literature simultaneously, and I do not think the West has an equivalent text that manages all three at once, let alone one still read this widely, this many centuries on.


What strikes me most, comparing my own relationship to Shakespeare's histories with Seok-won's to his Three Kingdoms, is the difference between reverence and fluency. I studied Henry IV at university; I do not carry it around with me the way Seok-won carries his four-character idioms, ready to be produced mid-sentence without a flicker of self-consciousness. We in the West tend to keep our own comparable texts in glass cases, brought out for examinations and anniversaries. Korea, more sensibly, still uses this one.

So here, reader, is my case to you, wherever in the West your own shelves happen to sit.

Read it first for the plotting, which is genuinely without rival; read it, more importantly, for what its cyclical premise does to your experience of the story. A Western reader trained on narratives that resolve, that progress, that arrive somewhere, will find something quietly liberating in a novel that tells you in its first sentence exactly how the wheel turns and then dares you to keep reading anyway. The suspense stops being about outcome and becomes, instead, about character: about watching virtue and cunning collide inside a fate that was never actually in doubt.

Read it, too, for Cao Cao, which is not advice I offer lightly to a reader raised on villains who are villainous all the way through. The novel is no friend to him; its sympathies lie with Liu Bei from the first chapter, and it never lets you forget it. And yet Cao Cao is permitted to write genuinely fine poetry between massacres, to weep for a general he has just had executed, to be, in short, a man and not merely a device. Western fiction is not short of complicated villains, but it rarely asks you to admire one within a moral framework that has already told you, quite plainly, which side you are meant to be on.

Read it, too, for its refusal to give you a single tragic hero. Guan Yu is captured and executed near Maicheng at the close of 219. Zhang Fei is murdered in his sleep by his own subordinates in 221. Liu Bei, broken by both losses, dies of grief and illness at Baidicheng in 223; the brotherhood sworn in the peach garden was extinguished within four years, in almost the order it was formed. This is not the architecture of Macbeth or Lear, a single great figure toppled by a single great flaw. It is closer to the accumulating catastrophe of the House of Atreus: several linked fates unravelling together, each fall making the next one feel less like accident and more like consequence. Western tragedy, for all its brilliance, is very often a solitary affair. This is a communal one, and it is, I would argue, no less devastating for that.


And read it, finally, for Guan Yu himself, and for the moment at Huarong Pass where, having sworn loyalty and having every tactical reason to kill his cornered enemy Cao Cao, he lets him go, because an old debt of kindness outweighed, in his private ledger, the entire military logic of the war he was fighting. It is not heroism in the sense the West generally means the word: no self-actualisation, no individual glory, no arc of personal growth. It is zhongyi, loyalty-righteousness: a virtue that asks not what serves you but what you swore. Guan Yu chooses the oath over the victory, at what will eventually be the cost of his own life, and it is that same virtue, and not any military triumph, that got him promoted from general to god.

I think now of Seok-won's daughter, somewhere in a London office, working her way through the ten volumes her senior partner set her as homework, and of the twenty million copies sold before her. Chen Shou gave the story its bones; Luo Guanzhong gave it its blood; and a nation of readers, over the centuries since, decided which parts of the wheel deserved remembering. That is not a scandal, and it is not, in the end, so very different from what the West does with its own Plantagenets and Lancastrians. We generally just call it Shakespeare, and rarely admit it is the same trick. Homework, as it happens, was not nearly punishment enough. I have gone back to those ten volumes, on and off, for three decades now, and I am no closer to finishing with them than Seok-won's daughter is to finishing hers.


Recommended Resources

☞ English Translation: Three Kingdoms: A Historical Novel, trans. Moss Roberts, Amazon
☞ Korean Edition: 삼국지, 이문열 평역, Aladin
☞ Free Audiobook: Three Kingdoms (public domain, 1925 Brewitt-Taylor translation), YouTube


Ex Oriente, Lux.
— James L. Fleming, Edinburgh


※ Published under the author's editorial persona. See the About page for how this comes to be.


Sources
  1. "How Guan Yu Became China's God of War, Wealth, and Everything Else," Sixth Tone, 2020.
  2. Sales notice, 2020 revised edition of Lee Mun-yeol's 삼국지, RH Korea / Kyobo Book.
  3. "Three Kingdoms," Encyclopaedia Britannica.

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