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Two Fathers, One Legend: On the Three Kingdoms, Twice Told

 I found it, as one finds most things worth keeping, entirely by accident. Tucked between a chipped hardback of Gibbon and a water-stained atlas, on a shelf in one of those narrow, book-crammed shops that still cling to the West Port here in Edinburgh, sat a single volume with no dust jacket and a title in gilt lettering so worn I had to tilt it towards the window to read it: Romance of the Three Kingdoms. The bookseller, a taciturn man who has sold me more regrettable purchases than I care to admit, glanced up and said only, "Ah. That one takes a fortnight." He was, as it turned out, being generous.

 What he did not say — what almost nobody outside a handful of specialists ever bothers to say — is that the book in my hands had two fathers, and they disagreed rather violently about what sort of book it ought to be.

 The first father was Chen Shou, a third-century court historian who compiled the Sanguozhi, a dry, careful, admirably unglamorous chronicle of the period. The second was Luo Guanzhong, writing over a thousand years later, who took Chen Shou's skeleton and dressed it in oaths, prophecies, and a moral architecture so persuasive that most readers, myself included on first encounter, cannot tell you where the history ends and the legend begins. This is not, I should say, a scandal. It is precisely what Shakespeare did to the Plantagenets and the Lancastrians in his own history plays, dramatising the fifteenth-century chronicles into Henry IV and Richard III until schoolboys the world over learned their Wars of the Roses from a playwright rather than a chronicler. We forgive him readily enough. We ought, I think, to extend Luo Guanzhong the same courtesy.

 The novel announces its own philosophy in its opening line, and it is worth quoting because nothing in the following two thousand pages contradicts it: the empire, long divided, must unite; long united, must divide. This is not a Western sentence. It carries none of the forward lean of a story that believes it is progressing towards something — no Whiggish arc bending, however slowly, towards improvement. It is a wheel, not an arrow. Everything that rises in these pages is understood, from its very first appearance, to be already beginning its fall.

 History, rather inconveniently for anyone hoping the novel exaggerates for effect, agreed with its own premise. The Jin dynasty did eventually reunite the fractured empire in 280, a full sixty years after the period the novel covers begins — and then, within a single generation, fell apart again into the fragmentation of the Sixteen Kingdoms. The wheel the novel describes did not stop turning once the last page was reached. It kept going, in the actual archives, for centuries more.

 That fall is set in motion almost immediately, in the garden scene every Korean schoolchild can summarise from memory: Liu Bei, Guan Yu, and Zhang Fei, three men bound by nothing so official as blood, swearing brotherhood among the peach blossoms and vowing to die on the same day even if they were not born on the same one. It is a startling image to a Scotsman raised on clan loyalty as an accident of birth — here is loyalty as a deliberate act, chosen rather than inherited, and the whole eleven hundred pages that follow are, in one sense, merely the working-out of what that choice will cost.

 We in Scotland have our own oath-bound brotherhoods, of course — the clan, the regiment, the football terrace — but they are, almost without exception, things one is born or drafted into, not things one kneels down and chooses on a particular afternoon. Liu Bei, Guan Yu, and Zhang Fei had no such excuse. They chose each other, in full knowledge of what the choosing would eventually cost, and the novel never once lets them, or us, forget that the choice was voluntary.


 I first understood how far that cost still travels, and how little of it has stayed confined to the third century, in a Korean restaurant in London.

 My old university friend Seok-won had taken me there for what he insisted was the only decent sundubu-jjigae south of the river, and beside the till, wedged between a card reader and a jar of toothpicks, stood a small bronze statue of a bearded, imposing figure holding a curved blade. I asked, not unreasonably, whether the restaurant had a security problem. Seok-won laughed and explained that this was Guan Yu — the same Guan Yu of the peach garden — now worshipped across much of East Asia as a god of wealth and of loyalty in commerce, on the not entirely illogical theory that a man who never once broke his word makes rather a good patron for people hoping their customers will pay their bills. His daughter, he mentioned, had just been handed the ten-volume Lee Mun-yeol translation by a senior partner at her firm, with a single instruction attached: "Homework."

 I confess I laughed at that too, until Seok-won pointed out that Lee Mun-yeol's 1988 translation has sold, across its various editions, somewhere in the region of twenty million copies in a country of roughly fifty million people — a saturation that no novel in these islands, Dickens included, has ever come close to achieving. It is standard onboarding literature in Korean corporations, not as quaint tradition but as a working vocabulary. When a Korean manager describes "visiting the thatched cottage three times" — a reference to Liu Bei's three humbling visits to recruit the strategist Zhuge Liang — everyone in the room understands he is talking about how far a leader ought to go to secure the right talent, and nobody needs the allusion explained, in the way nobody in a British boardroom needs Et tu, Brute explained.


 There is, in fact, a small constellation of four-character idioms drawn from this one novel that function in Korea as something close to social credentials: peach garden oath for an unbreakable pact, three visits to the thatched cottage for recruiting talent against the odds, chicken rib for a burden not worth keeping yet too costly to discard, weeping while executing Ma Su for the agony of punishing someone you love for the sake of principle, wipe your eyes and look anew for a person who has improved so dramatically you must look at them afresh. To cite one of these correctly in conversation is to signal, quietly, that you have read the book — and to be caught not knowing them is, in certain rooms, a mild social embarrassment. The nearest Western equivalent I can offer is Sun Tzu's Art of War, which occupies a comparable shelf in American business sections. But Sun Tzu is a manual. The Three Kingdoms is a manual, a moral primer, and a work of literature simultaneously, and I do not think the West has an equivalent text that manages all three at once, let alone one still read this widely, this many centuries on.

 What strikes me most, comparing my own relationship to Shakespeare's histories with Seok-won's to his Three Kingdoms, is the difference between reverence and fluency. I studied Henry IV at university; I do not carry it around with me the way Seok-won carries his four-character idioms, ready to be produced mid-sentence without a flicker of self-consciousness. We in the West tend to keep our own comparable texts in glass cases, brought out for examinations and anniversaries. Korea, rather more sensibly, still uses this one.

 So here, reader, is my case to you, wherever in the West your own shelves happen to sit.

 Read it first for the plotting, which is genuinely without rival — but read it, more importantly, for what its cyclical premise does to your experience of the story. A Western reader trained on narratives that resolve, that progress, that arrive somewhere, will find something quietly liberating in a novel that tells you in its first sentence exactly how the wheel turns and then dares you to keep reading anyway. The suspense stops being about outcome and becomes, instead, about character — about watching virtue and cunning collide inside a fate that was never actually in doubt.

 Read it, too, for Cao Cao, which is not advice I offer lightly to a reader raised on villains who are villainous all the way through. The novel is no friend to him; its sympathies lie with Liu Bei from the first chapter, and it never lets you forget it. And yet Cao Cao is permitted to write genuinely fine poetry between massacres, to weep for a general he has just had executed, to be, in short, a man rather than a device. Western fiction is not short of complicated villains, but it rarely asks you to admire one within a moral framework that has already told you, quite plainly, which side you are meant to be on.

 Read it, too, for its refusal to give you a single tragic hero. Guan Yu is captured and executed at Maicheng in 219. Zhang Fei is murdered in his sleep by his own subordinates in 221. Liu Bei, broken by both losses, dies of grief and illness at Baidicheng in 223 — the brotherhood sworn in the peach garden extinguished within four years, in almost the order it was formed. This is not the architecture of Macbeth or Lear, a single great figure toppled by a single great flaw. It is closer to the accumulating catastrophe of the House of Atreus — several linked fates unravelling together, each fall making the next one feel less like accident and more like consequence. Western tragedy, for all its brilliance, is very often a solitary affair. This is a communal one, and it is, I would argue, no less devastating for that.


 And read it, finally, for Guan Yu himself, and for the moment at Huarong Pass where, having sworn loyalty and having every tactical reason to kill his cornered enemy Cao Cao, he lets him go — because an old debt of kindness outweighed, in his private ledger, the entire military logic of the war he was fighting. It is not heroism in the sense the West generally means the word: no self-actualisation, no individual glory, no arc of personal growth. It is loyalty-righteousness — a virtue that asks not what serves you but what you swore, and Guan Yu chooses the oath over the victory, at what will eventually be the cost of his own life.

 I think often, now, of that Edinburgh bookseller and his two words — "a fortnight" — and of how wrong, how touchingly wrong, he was about what he was selling me. He thought he was selling history, or perhaps a very long adventure story. He was selling me both of the book's fathers at once: Chen Shou's chronicle and Luo Guanzhong's legend, fused so completely after a thousand years that no reader, East or West, can now fully separate them. Perhaps that fusion — history dressed as myth, myth doing the work history cannot — is simply what the best long books eventually become, in any language. We in the West have our own version of this trick. We generally just call it Shakespeare, and rarely admit it's the same one. A fortnight, as it happens, was not nearly enough. I have been reading it, on and off, for the better part of thirty years.

Recommended Resources

☞ English Translation: Three Kingdoms: A Historical Novel, trans. Moss Roberts (University of California Press) 
☞ Korean Edition: 삼국지, 이문열 평역 — https://www.aladin.co.kr
☞ Audiobook: Three Kingdoms(free, public-domain 1925 Brewitt-Taylor translation) — https://www.youtube.com/playlist?list=PL8ScobaMjYowkc3xzcIQaNfUkbzEJ3mv4


Ex Oriente, Lux.
— James L. Fleming, Edinburgh

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